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Conant
Vs. Walters
Judge
Kozinski's Opinion
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SEARCH AND SEIZURE
Results of the
Class Action Lawsuit Filed in U.S.
Federal Court That Protects All Doctors Who Write
Recommendations For Medical Marijuana.
FOR PUBLICATION
UNITED STATES COURT OF
APPEALS
FOR THE NINTH CIRCUIT
MARCUS CONANT, Dr.; DONALD
NORTHFELT, Dr.; DEBU TRIPATHY,
Dr.; NEIL FLYNN, Dr.; STEPHEN
POLLANSBEE, Dr.; STEPHEN O'BRIEN,
Dr.; MILTON ESTES, Dr.; JO DALY;
KEITH VINES; JUDITH CUSHNER;
VALERIE CORRAL; BAY AREA
PHYSICIANS FOR HUMAN RIGHTS;
BEING ALIVE: PEOPLE WITH AIDS/
HIV ACTION COALITION, INC.;
HOWARD MCCABEE; DANIEL KANE;
ALLAN FLACH, Dr.,
Plaintiffs-Appellees,
v.
JOHN P. WALTERS,*, Director of
the
White House Office of National
Drug Control Policy; ASA
HUTCHINSON,** Administrator, US
DEA; JOHN ASHCROFT,***
Attorney General of the United
States;
TOMMY G. THOMPSON,****
Secretary of the Department of Health and Human
Services,
Defendants-Appellants.
|
|
No. 00-17222
D.C. No. CV-97-00139-WHA
OPINION |
*John P. Walters is substituted for his predecessor, Barry R.
McCaffrey, as Director of the White House Office of National
Drug Control Policy. Fed. R. App. P. 43(c)(2).
**Asa Hutchinson is substituted for his predecessor, Thomas A.
Constantine, as Administrator of the US DEA. Fed. R. App. P.
43(c)(2).
***John Ashcroft is substituted for his predecessor, Janet Reno,
as Attorney General of the United States. Fed. R. App. P.
43(c)(2).
****Tommy G. Thompson is substituted for his predecessor, Donna
E. Shalala, as Secretary of the Department of Health and Human
Services. Fed. R. App. P. 43(c)(2).
Appeal from the
United States District Court
for the Northern District of California
William H. Alsup, District Judge, Presiding
Argued and Submitted
April 8, 2002 - San Francisco, California
Filed October 29, 2002
Before: Mary M. Schroeder, Chief Judge, Betty B. Fletcher
and Alex Kozinski, Circuit Judges.
Opinion by Chief Judge Schroeder; Concurrence by Judge Kozinski
COUNSEL
Mark B. Stern, Department of Justice,
Washington, D.C., for the defendants-appellants.
Graham A. Boyd, ACLU Drug Policy Litigation, New Haven,
Connecticut, for the plaintiffs-appellees.
Stephen C. Willey, Latham & Watkins, Menlo Park, California,
for amici American Public Health Association, et al.
Julie M. Carpenter, Robert M. Portman, and Janis C. Kestenbaum,
Jenner & Block, Washington, D.C., for amici California
Medical Association, et al.
OPINION
SCHROEDER, Chief Judge:
This is an appeal
from a permanent injunction entered to protect First Amendment
rights. The order enjoins the federal government from either
revoking a physician's license to prescribe controlled
substances or conducting an investigation of a physician that
might lead to such revocation, where the basis for the
government's action is solely the physician's professional
"recommendation" of the use of medical marijuana. The
district court's order and accompanying opinion are at Conant
v. McCaffrey, 2000 WL 1281174 (N.D. Cal. Sept. 7, 2000). The
history of the litigation demonstrates that the injunction is
not intended to limit the government's ability to investigate
doctors who aid and abet the actual distribution and possession
of marijuana. 21 U.S.C. § 841(a). The government has not
provided any empirical evidence to demonstrate that this
injunction interferes with or threatens to interfere with any
legitimate law enforcement activities. Nor is there any evidence
that the similarly phrased preliminary injunction that preceded
this injunction, Conant v. McCaffrey, 172 F.R.D. 681
(N.D. Cal. 1997), which the government did not appeal,
interfered with law enforcement. The district court, on the
other hand, explained convincingly when it entered both the
earlier preliminary injunction and this permanent injunction,
how the government's professed enforcement policy threatens to
interfere with expression protected by the First Amendment. We
therefore affirm.
- The Federal Marijuana Policy
The federal government
promulgated its policy in 1996 in response to initiatives
passed in both Arizona and California decriminalizing the
use of marijuana for limited medical purposes and immunizing
physicians from prosecution under state law for the
"recommendation or approval" of using marijuana
for medical purposes. See Cal. Health & Safety
Code § 11362.5. The federal policy declared that a doctor's
"action of recommending or prescribing Schedule I
controlled substances is not consistent with the public
interest' (as that phrase is used in the federal Controlled
Substances Act)" and that such action would lead to
revocation of the physician's registration to prescribe
controlled substances. (1a) The policy relies on
the definition of "public interest" contained in
21 U.S.C. § 823(f), which provides:
In determining the public
interest, the following factors shall be considered: (1)
The recommendation of the appropriate State licensing
board or professional disciplinary authority. (2) The
applicant's experience in dispensing, or conducting
research with respect to controlled substances. (3) The
applicant's conviction record under Federal or State laws
relating to the manufacture, distribution, or dispensing
of controlled substances. (4) Compliance with applicable
State, Federal, or local laws relating to controlled
substances. (5) Such other conduct which may threaten the
public health and safety.
The policy also said that the
DOJ and the HHS would send a letter to practitioner
associations and licensing boards informing those groups of
the policy. The federal agencies sent a letter two months
later to national, state, and local practitioner
associations outlining the Administration's position
("Medical Leader Letter"). The Medical Leader
Letter cautioned that physicians who "intentionally
provide their patients with oral or written statements in
order to enable them to obtain controlled substances in
violation of federal law . . . risk revocation of their DEA
prescription authority."
- Litigation HistoryPlaintiffs are
patients suffering from serious illnesses, physicians
licensed to practice in California who treat patients with
serious illnesses, a patient's organization, and a
physician's organization. The patient organization is Being
Alive: People with HIV/AIDS Action Coalition, Inc. The
physician's organization is the Bay Area Physicians for
Human Rights. Plaintiffs filed this action in early 1997 to
enjoin enforcement of the government policy insofar as it
threatened to punish physicians for communicating with their
patients about the medical use of marijuana. The case was
originally assigned to District Judge Fern Smith, who
presided over the case for more than two years. After Judge
Smith received the parties' briefs, she issued a temporary
restraining order, certified a plaintiff class, denied the
government's motion to dismiss, issued a preliminary
injunction, awarded interim attorney's fees to plaintiffs,
and set the briefing schedule for discovery.
Judge Smith entered the
preliminary injunction on April 30, 1997. It provided that
the government "may not take administrative action
against physicians for recommending marijuana unless the
government in good faith believes that it has substantial
evidence" that the physician aided and abetted the
purchase, cultivation, or possession of marijuana, 18 U.S.C.
§ 2, or engaged in a conspiracy to cultivate, distribute,
or possess marijuana, 21 U.S.C. § 846. Id. at 700.
Judge Smith specifically enjoined the "defendants,
their agents, employees, assigns, and all persons acting in
concert or participating with them, from threatening or
prosecuting physicians, [or] revoking their licenses . . .
based upon conduct relating to medical marijuana that does
not rise to the level of a criminal offense." Id.
at 701. The preliminary injunction covered not only
"recommendations," but also "non-criminal
activity related to those recommendations, such as providing
a copy of a patient's medical chart to that patient or
testifying in court regarding a recommendation that a
patient use marijuana to treat an illness." Id.
at 701 n.8.
The government did not appeal
the preliminary injunction, and it remained in effect after
the case was transferred more than two years later to Judge
Alsup on August 19, 1999. Judge Alsup in turn granted a
motion to modify the plaintiff class, held a hearing on
motions for summary judgment, granted in part and denied in
part the cross-motions for summary judgment, dissolved the
preliminary injunction, and entered a permanent injunction.
The class was modified to include only those patients
suffering from specific symptoms related to certain
illnesses and physicians who treat such patients. The
permanent injunction appears to be functionally the same as
the preliminary injunction that Judge Smith originally
entered. It provides that the government is permanently
enjoined from:
(i) revoking any physician class
member's DEA registration merely because the doctor makes
a recommendation for the use of medical marijuana based on
a sincere medical judgment and (ii) from initiating any
investigation solely on that ground. The injunction should
apply whether or not the doctor anticipates that the
patient will, in turn, use his or her recommendation to
obtain marijuana in violation of federal law.
Conant, 2000 WL 1281174, at *16.
In explaining his reasons for
entering the injunction, Judge Alsup pointed out that there
was substantial agreement between the parties as to what
doctors could and could not do under the federal law. Id.
at *11. The government agreed with plaintiffs that
revocation of a license was not authorized where a doctor
merely discussed the pros and cons of marijuana use. Id.
The court went on to observe that the plaintiffs agreed with
the government that a doctor who actually prescribes or
dispenses marijuana violates federal law. The fundamental
disagreement between the parties concerned the extent to
which the federal government could regulate doctorpatient
communications without interfering with First Amendment
interests. Id. This appeal followed.
- DiscussionIt is important at the
outset to observe that this case has been litigated
independently of contemporaneous litigation concerning
whether federal law exempts from prosecution the dispensing
of marijuana in cases of medical necessity. The Supreme
Court in that litigation eventually held that it does not,
reversing this court. See United States v. Oakland
Cannabis Buyers' Coop., 532 U.S. 483 (2001), rev'g
United States v. Oakland Cannabis Buyers' Coop., 190
F.3d 1109 (9th Cir. 1999). When the district court entered
the permanent injunction in this case, it pointed out that
it was doing so without regard to this Circuit's decision in
the Oakland Cannabis litigation.Conant, 2000
WL 1281174, at *15 n.7.
The dispute in the district
court in this case focused on the government's policy of
investigating doctors or initiating proceedings against
doctors only because they "recommend" the use of
marijuana. While the government urged that such
recommendations lead to illegal use, the district court
concluded that there are many legitimate responses to a
recommendation of marijuana by a doctor to a patient. There
are strong examples in the district court's opinion
supporting the district court's conclusion. For example, the
doctor could seek to place the patient in a federally
approved, experimental marijuana-therapy program. Id.
at *15. Alternatively, the patient upon receiving the
recommendation could petition the government to change the
law. Id. at *14. By chilling doctors' ability to
recommend marijuana to a patient, the district court held
that the prohibition compromises a patient's meaningful
participation in public discourse. Id. The district
court stated:
Petitioning Congress or federal
agencies for redress of a grievance or a change in policy
is a timehonored tradition. In the marketplace of ideas,
few questions are more deserving of free-speech protection
than whether regulations affecting health and welfare are
sound public policy. In the debate, perhaps the status quo
will (and should) endure. But patients and physicians are
certainly entitled to urge their view. To hold that
physicians are barred from communicating to patients
sincere medical judgments would disable patients from
understanding their own situations well enough to
participate in the debate. As the government concedes, . .
. many patients depend upon discussions with their
physicians as their primary or only source of sound
medical information. Without open communication with their
physicians, patients would fall silent and appear
uninformed. The ability of patients to participate
meaningfully in the public discourse would be compromised.
Id.
On appeal, the government first
argues that the "recommendation" that the
injunction may protect is analogous to a
"prescription" of a controlled substance, which
federal law clearly bars. We believe this characterizes the
injunction as sweeping more broadly than it was intended or
than as properly interpreted. If, in making the
recommendation, the physician intends for the patient to use
it as the means for obtaining marijuana, as a prescription
is used as a means for a patient to obtain a controlled
substance, then a physician would be guilty of aiding and
abetting the violation of federal law. That, the injunction
is intended to avoId. Indeed the predecessor
preliminary injunction spelled out what the injunction did
not bar; it did not enjoin the government from prosecuting
physicians when government officials in good faith believe
that they have "probable cause to charge under the
federal aiding and abetting and/or conspiracy
statutes." 172 F.R.D. at 701.
The plaintiffs themselves
interpret the injunction narrowly, stating in their brief
before this Court that, "the lower court fashioned an
injunction with a clear line between protected medical
speech and illegal conduct." They characterize the
injunction as protecting "the dispensing of
information," not the dispensing of controlled
substances, and therefore assert that the injunction does
not contravene or undermine federal law.
As Judge Smith noted in the
preliminary injunction order, conviction of aiding and
abetting requires proof that the defendant "associate[d]
himself with the venture, that he participate[ d] in it as
something that he wishe[d] to bring about, that he [sought]
by his actions to make it succeed." 172 F.R.D. at 700
(quoting Cent. Bank of Denver, N.A. v. First Interstate
Bank of Denver, N.A., 511 U.S. 164, 190 (1994) (internal
quotation marks and citation omitted)). This is an accurate
statement of the law. We have explained that a conviction of
aiding and abetting requires the government to prove four
elements: "(1) that the accused had the specific intent
to facilitate the commission of a crime by another, (2) that
the accused had the requisite intent of the underlying
substantive offense, (3) that the accused assisted or
participated in the commission of the underlying substantive
offense, and (4) that someone committed the underlying
substantive offense." See United States v. Gaskins,
849 F.2d 454, 459 (9th Cir. 1988). The district court also
noted that conspiracy requires that a defendant make
"an agreement to accomplish an illegal objective and
[that he] knows of the illegal objective and intends to help
accomplish it." 172 F.R.D. at 700-01 (citing United
States v. Gil, 58 F.3d 1414, 1423 & n.5 (9th Cir.
1995)).
The government on appeal
stresses that the permanent injunction applies "whether
or not the doctor anticipates that the patient will, in
turn, use his or her recommendation to obtain marijuana in
violation of federal law," and suggests that the
injunction thus protects criminal conduct. A doctor's
anticipation of patient conduct, however, does not translate
into aiding and abetting, or conspiracy. A doctor would aid
and abet by acting with the specific intent to provide a
patient with the means to acquire marijuana. See Gaskins,
849 F.2d at 459. Similarly, a conspiracy would require that
a doctor have knowledge that a patient intends to acquire
marijuana, agree to help the patient acquire marijuana, and
intend to help the patient acquire marijuana. See Gil,
58 F.3d at 1423. Holding doctors responsible for whatever
conduct the doctor could anticipate a patient might
engage in after leaving the doctor's office is simply beyond
the scope of either conspiracy or aiding and abetting.
The government also focuses on
the injunction's bar against "investigating" on
the basis of speech protected by the First Amendment and
points to the broad discretion enjoyed by executive agencies
in investigating suspected criminal misconduct. The
government relies on language in the permanent injunction
that differs from the exact language in the preliminary
injunction. The permanent injunction order enjoins the
government "from initiating any investigation solely
on" the basis of "a recommendation for the use of
medical marijuana based on a sincere medical judgment."
Conant, 2000 WL 1281174, at *16. The preliminary
injunction order provided that "the government may not
take administrative action against physicians for
recommending marijuana unless the government in good faith
believes that it has substantial evidence of [conspiracy or
aiding and abetting]." 172 F.R.D. at 701.
[1] The
government, however, has never argued that the two
injunctive orders differ in any material way. Because we
read the permanent injunction as enjoining essentially the
same conduct as the preliminary injunction, we interpret
this portion of the permanent injunction to mean only that
the government may not initiate an investigation of a
physician solely on the basis of a recommendation of
marijuana within a bona fide doctor-patient relationship,
unless the government in good faith believes that it has
substantial evidence of criminal conduct. Because a doctor's
recommendation does not itself constitute illegal conduct,
the portion of the injunction barring investigations solely
on that basis does not interfere with the federal
government's ability to enforce its laws.
[2] The
government policy does, however, strike at core First
Amendment interests of doctors and patients. An integral
component of the practice of medicine is the communication
between a doctor and a patient. Physicians must be able to
speak frankly and openly to patients. That need has been
recognized by the courts through the application of the
common law doctor-patient privilege. See Fed. R. EvId.
501.
[3] The
doctor-patient privilege reflects "the imperative need
for confidence and trust" inherent in the
doctor-patient relationship and recognizes that "a
physician must know all that a patient can articulate in
order to identify and to treat disease; barriers to full
disclosure would impair diagnosis and treatment." Trammel
v. United States, 445 U.S. 40, 51 (1980). The Supreme
Court has recognized that physician speech is entitled to
First Amendment protection because of the significance of
the doctor-patient relationship. See Planned Parenthood
of Southeastern Pennsylvania v. Casey, 505 U.S. 833, 884
(1992) (plurality) (recognizing physician's First Amendment
right not to speak); Rust v. Sullivan, 500 U.S. 173,
200 (1991) (noting that regulations on physician speech may
"impinge upon the doctor-patient relationship").
This Court has also recognized
the core First Amendment values of the doctor-patient
relationship. In Nat'l Ass'n for the Advancement of
Psychoanalysis v. California Bd. of Psychology, 228 F.3d
1043 (9th Cir. 2000), we recognized that com- munication
that occurs during psychoanalysis is entitled to First
Amendment protection. Id. at 1054. We upheld
California's mental health licensing laws that determined
when individuals qualified as mental health professionals
against a First Amendment challenge. Id. at 1053-56.
Finding the laws content-neutral, we noted that California
did not attempt to "dictate the content of what is said
in therapy" and did not prevent licensed therapists
from utilizing particular "psychoanalytical
methods." Id. at 1055-56.
Being a member of a regulated
profession does not, as the government suggests, result in a
surrender of First Amendment rights. See Thomas v.
Collins, 323 U.S. 516, 531 (1945) ("the rights of
free speech and a free press are not confined to any field
of human interest"). To the contrary, professional
speech may be entitled to "the strongest protection our
Constitution has to offer." Florida Bar v.
Went-For-It, Inc., 515 U.S. 618, 634 (1995). Even
commercial speech by professionals is entitled to First
Amendment protection. See Bates v. Arizona, 433 U.S.
350, 382-83 (1977). Attorneys have rights to speak freely
subject only to the government regulating with "narrow
specificity." NAACP v. Button, 371 U.S. 415,
433, 438-39 (1963).
In its most recent pronouncement
on regulating speech about controlled substances, Thompson
v. Western States Medical Ctr., 122 S. Ct. 1497 (2002),
the Supreme Court found that provisions in the Food and Drug
Modernization Act of 1997 that restricted physicians and
pharmacists from advertising compounding drugs violated the
First Amendment. Id. at 1500. The Court refused to
make the "questionable assumption that doctors would
prescribe unnecessary medications" and rejected the
government's argument that "people would make bad
decisions if given truthful information about compounded
drugs." Id. at 1507. The federal government
argues in this case that a doctor-patient discussion about
marijuana might lead the patient to make a bad decision,
essentially asking us to accept the same assumption rejected
by the Court in Thompson. Id. We will not do so.
Instead, we take note of the Supreme Court's admonition in Thompson:
"If the First Amendment means anything, it means that
regulating speech must be a last - not first - resort. Yet
here it seems to have been the first strategy the Government
thought to try." Id.
[4] The
government's policy in this case seeks to punish physicians
on the basis of the content of doctor-patient
communications. Only doctor-patient conversations that
include discussions of the medical use of marijuana trigger
the policy. Moreover, the policy does not merely prohibit
the discussion of marijuana; it condemns expression of a
particular viewpoint, i.e., that medical marijuana would
likely help a specific patient. Such condemnation of
particular views is especially troubling in the First
Amendment context. "When the government targets not
subject matter but particular views taken by speakers on a
subject, the violation of the First Amendment is all the
more blatant." Rosenberger v. Rector, 515 U.S.
819, 829 (1995). Indeed, even content-based restrictions on
speech are "presumptively invalid." R.A.V. v.
St. Paul, 505 U.S. 377, 382 (1992).
[5] The
government's policy is materially similar to the limitation
struck down in Legal Services Corp. v. Velazquez, 531
U.S. 533 (2001), that prevented attorneys from
"present[- ing] all the reasonable and well-grounded
arguments necessary for proper resolution of the case."
531 U.S. at 545. In Velazquez, a government
restriction prevented legal assistance organizations
receiving federal funds from challenging existing welfare
laws. Id. at 537-38. Like the limitation in Velazquez,
the government's policy here "alter[s] the traditional
role" of medical professionals by "prohibit[ing]
speech necessary to the proper functioning of those
systems." Id. at 544.
The government relies upon Rust
and Casey to support its position in this case. Rust,
500 U.S. 173; Casey, 505 U.S. 833. However, those
cases did not uphold restrictions on speech itself. Rust
upheld restrictions on federal funding for certain types of
activity, including abortion counseling, referral, or
advocacy. See Rust, 500 U.S. at 179-80. In Casey,
a plurality of the Court upheld Pennsylvania's requirement
that physicians' advice to patients include information
about the health risks associated with an abortion and that
physicians provide information about alternatives to
abortion. 505 U.S. at 883-84. The plurality noted that
physicians did not have to comply if they had a reasonable
belief that the information would have a "severely
adverse effect on the physical or mental health of the
patient," and thus the statute did not "prevent
the physician from exercising his or her medical
judgment." Id. The government's policy in this
case does precisely that.
The government seeks to justify
its policy by claiming that a doctor's
"recommendation" of marijuana may encourage
illegal conduct by the patient, which is not unlike the
argument made before, and rejected by, the Supreme Court in
a recent First Amendment case. See Ashcroft v. Free
Speech Coalition, Inc., 122 S. Ct. 1389, 1403 (2002). In
Free Speech Coalition, the government defended the
Child Pornography Prosecution Act of 1996 by arguing that,
although virtual child pornography does not harm children in
the production process, it threatens them in "other,
less direct, ways." Id. at 1397. For example,
the government argued pedophiles might use such virtual
images to encourage children to participate in sexual
activity. Id. The Supreme Court rejected such
justifications, holding that the potential harms were too
attenuated from the proscribed speech. "Without a
significantly stronger, more direct connection, the
Government may not prohibit speech on the ground that it may
encourage . . . illegal conduct." Id. at 1403.
The government's argument in this case mirrors the argument
rejected in Free Speech Coalition.
The government also relies on a
case in which a district court refused to order an
injunction against this federal drug policy. See Pearson
v. McCaffrey, 139 F. Supp. 2d 113, 125 (D.D.C. 2001).
The court did so, however, because the plaintiffs in that
case did not factually support their claim that the policy
chilled their speech. See Id. at 120. In this case,
the record is replete with examples of doctors who claim a
right to explain the medical benefits of marijuana to
patients and whose exercise of that right has been chilled
by the threat of federal investigation. The government even
stipulated in the district court that a "reasonable
physician would have a genuine fear of losing his or her DEA
registration to dispense controlled substances if that
physician were to recommend marijuana to his or her
patients."
[6] To survive
First Amendment scrutiny, the government's policy must have
the requisite "narrow specificity." See Button,
371 U.S. at 433. Throughout this litigation, the government
has been unable to articulate exactly what speech is
proscribed, describing it only in terms of speech the
patient believes to be a recommendation of marijuana. Thus,
whether a doctor-patient discussion of medical marijuana
constitutes a "recommendation" depends largely on
the meaning the patient attributes to the doctor's words.
This is not permissible under the First Amendment. See
Thomas v. Collins, 323 U.S. 516, 535 (1945). In Thomas,
the court struck down a state statute that failed to make a
clear distinction between union membership, solicitation,
and mere "discussion, laudation, [or] general
advocacy." The distinction rested instead on the
meaning the listeners attributed to spoken words. Id.
The government's policy, like the statute in Thomas,
leaves doctors and patients "no security for free
discussion." Id. As Judge Smith appropriately
noted in granting the preliminary injunction, "when
faced with the fickle iterations of the government's policy,
physicians have been forced to suppress speech that would
not rise to the level of that which the government
constitutionally may prohibit." 172 F.R.D. at 696.
Our decision is consistent with
principles of federalism that have left states as the
primary regulators of professional conduct. See Whalen v.
Roe, 429 U.S. 589, 603 n.30 (1977) (recognizing states'
broad police powers to regulate the administration of drugs
by health professionals); Linder v. United States,
268 U.S. 5, 18 (1925) ("direct control of medical
practice in the states is beyond the power of the federal
government"). We must "show[ ] respect for the
sovereign States that comprise our Federal Union. That
respect imposes a duty on federal courts, whenever possible,
to avoid or minimize conflict between federal and state law,
particularly in situations in which the citizens of a State
have chosen to serve as a laboratory in the trial of novel
social and economic experiments without risk to the rest of
the country." Oakland Cannabis, 532 U.S. at 501
(Stevens, J., concurring) (internal quotation marks
omitted).
[7] For all of
the foregoing reasons, we affirm the district court's order
entering a permanent injunction.
AFFIRMED.
KOZINSKI, Circuit Judge,
concurring:
I am pleased to join Chief Judge
Schroeder's opinion. I write only to explain that for me the
fulcrum of this dispute is not the First Amendment right of
the doctors. That right certainly exists and its impairment
justifies the district court's injunction for the reasons
well explained by Chief Judge Schroeder. But the doctors'
interest in giving advice about the medical use of marijuana
is somewhat remote and impersonal; they will derive no
direct benefit from giving this advice, other than
the satisfaction of doing their jobs well. At the same time,
the burden of the federal policy the district court
enjoined falls directly and personally on the doctors: By
speaking candidly to their patients about the potential
benefits of medical marijuana, they risk losing their
license to write prescriptions, which would prevent them
from functioning as doctors. In other words, they may
destroy their careers and lose their livelihoods.(1b)
This disparity between benefits
and burdens matters because it makes doctors peculiarly
vulnerable to intimidation; with little to gain and much to
lose, only the most foolish or committed of doctors will
defy the federal government's policy and continue to give
patients candid advice about the medical uses of marijuana.(2)Those
immediately and directly affected by the federal
government's policy are the patients, who will be denied
information crucial to their well-being, and the State of
California, whose policy of exempting certain patients from
the sweep of its drug laws will be thwarted. In my view, it
is the vindication of these latter interests - those of the
patients and of the state - that primarily justifies the
district court's highly unusual exercise of discretion in
enjoining the federal defendants from even investigating
possible violations of the federal criminal laws.
In 1996, the people of
California, acting by direct initiative, adopted a narrow
exemption from their laws prohibiting the cultivation, sale
and use of marijuana. The exemption applies only to patients
whose physicians recommend or prescribe the drug for medical
purposes. To those unfamiliar with the issue, it may seem
faddish or foolish for a doctor to recommend a drug that the
federal government finds has "no currently accepted
medical use in treatment in the United States," 21
U.S.C. § 812(b)(1)(B). But the record in this case, as well
as the public record, reflect a legitimate and growing
division of informed opinion on this issue. A surprising
number of health care professionals and organizations have
concluded that the use of marijuana may be appropriate for a
small class of patients who do not respond well to, or do
not tolerate, available prescription drugs.(3)
Following passage of the
California initiative, the White House Office of National
Drug Control Policy commissioned the National Institute of
Medicine of the National Academy of Sciences (IOM) to review
the scientific evidence of the therapeutic application of
cannabis. See Inst. of Med., Marijuana and Medicine:
Assessing the Science Base (Janet E. Joy et al. eds.,
1999) [hereinafter IOM Report], available at http://www.nap.edu/books/0309071550/html.
The year-long study included scientific workshops, analysis
of relevant scientific literature and extensive consultation
with biomedical and social scientists. Id. at 15. It
resulted in a 250-plus-page report which concluded that
"[s]cientific data indicate the potential therapeutic
value of cannabinoid drugs, primarily THC, for pain relief,
control of nausea and vomiting, and appetite
stimulation," Id. at 179.
The IOM Report found that
marijuana can provide superior relief to patients who suffer
these symptoms as a result of certain illnesses and
disabilities, in particular metastic cancer, HIV/AIDS,
multiple sclerosis (MS), spinal cord injuries and epilepsy,
and those who suffer the same symptoms as side effects from
the aggressive treatments for such conditions. See Id.
at 53, 142, 153-54, 157, 160. As a consequence, the IOM
Report cautiously endorsed the medical use of marijuana. See
Id. at 179. (4)
At about the time the IOM study
got underway, the British House of Lords - a body not known
for its wild and crazy views - opened public hearings on the
medical benefits and drawbacks of cannabis. Like the IOM,
the Lords concluded that "cannabis almost certainly
does have genuine medical applications, especially in
treating the painful muscular spasms and other symptoms of
MS and in the control of other forms of pain." Select
Comm. on Sci. & Tech., House of Lords, Sess. 1997-98,
Ninth Report, Cannabis: The Scientific and Medical
Evidence: Report § 8.2 (Nov. 4, 1998), available at http://www.publications.parliament.uk/pa/ld199798/ldselect/ldsctech/151/15101.htm.
The Lords recommended that the British government act
immediately "to allow doctors to prescribe an
appropriate preparation of cannabis, albeit as an unlicensed
medicine." Id. § 8.6.
In June 2001, Canada promulgated
its Marihuana Medical Access Regulations after an extensive
study of the available evidence. See Marihuana
Medical Access Regulations, SOR 2001-227 (June 14, 2001), available
at http://laws.justice.gc.ca/en/C-38.8/SOR-2001-227/index.html.
The new regulations allow certain persons to cultivate and
possess marijuana for medical use, and authorize doctors to
recommend and prescribe marijuana to patients who are
suffering from severe pain, muscle spasms, anorexia, weight
loss or nausea, and who have not found relief from
conventional therapies. See Office of Cannabis Med.
Access, Health Canada, Medical Access to Marijuana - How
the Regulations Work, at (last visited Aug. 23, 2002).(5)
Numerous other studies and
surveys support the use of medical marijuana in certain
limited circumstances.(6) The federal government
itself has conducted studies on the subject, and continues
to fund and provide the marijuana for studies conducted by
private researchers. See, e.g., Bill Workman, Pot Study
in Spotlight: San Mateo County's Clinical Trial Is a First
in U.S., S.F. Chron., July 25, 2001, at A13; see also
University of California Center for Medicinal Cannabis
Research, Research, at (last visited Aug. 23,
2002) (listing eleven studies, nine of which have received
regulatory approval, that will use federally supplied
marijuana). Finally, the medical histories of individuals
who have received and continue to receive medical marijuana
from the federal government (reproduced in the Appendix)
provide compelling support for the view that medical
marijuana can make the difference between a relatively
normal life and a life marred by suffering.
No doubt based on this and
similar evidence, seven states (Alaska, Arizona, Colorado,
Maine, Nevada, Oregon and Washington) have followed
California in enacting medical marijuana laws by voter
initiative, see Alaska Stat. Ann. §§ 11.71.090,
17.37.010-.080; Ariz. Rev. Stat. § 13-3412.01; Colo. Const.
art. XVIII, § 14; Me. Rev. Stat. Ann. tit. 22, § 2383-B5;
Nev. Const. art. 4, § 38; Or. Rev. Stat. §§ 475.300-.346;
Wash. Rev. Code §§ 69.51A.005-.902; one other state
(Hawaii) has done so by legislative enactment, see Haw. Rev.
Stat. §§ 329-121 to -128. The total number of states that
have approved marijuana for medical purposes now stands at
nine.
The evidence supporting the
medical use of marijuana does not prove that it is, in fact,
beneficial. There is also much evidence to the contrary, and
the federal defendants may well be right that marijuana
provides no additional benefit over approved prescription
drugs, while carrying a wide variety of serious risks.(7)
What matters, however, is that there is a genuine difference
of expert opinion on the subject, with significant
scientific and anecdotal evidence supporting both points of
view. (last visited Aug. 27, 2002) (exhaustive catalog of
information and expert opinion on both sides of the medical
marijuana debate). For the great majority of us who do not
suffer from debilitating pain, or who have not watched a
loved one waste away as a result of AIDSinduced anorexia, see
IOM Report at 154, it doesn't much matter who has the better
of this debate. But for patients suffering from MS, cancer,
AIDS or one of the other afflictions listed in the IOM
report, and their loved ones, obtaining candid and reliable
information about a possible avenue of relief is of vital
importance.
It is well established that the
right to hear - the right to receive information - is no
less protected by the First Amendment than the right to
speak. See, e.g., Bd. of Educ. v. Pico, 457 U.S. 853,
866-67 (1982); Va. State Bd. of Pharmacy v. Va. Citizens
Consumer Council, Inc., 425 U.S. 748, 756-57 (1976); Kleindienst
v. Mandel, 408 U.S. 753, 762-63 (1972). Indeed, the
right to hear and the right to speak are flip sides of the
same coin. As Justice Brennan put it pithily, "It would
be a barren marketplace of ideas that had only sellers and
no buyers." Lamont v. Postmaster General, 381
U.S. 301, 308 (1965) (Brennan, J., concurring), quoted
with approval in Pico, 457 U.S. at 867. This does not
mean, however, that the right to speak and the right to
listen always carry the same weight when a court exercises
its equitable discretion. In this case, for instance, it is
perfectly clear that the harm to patients from being denied
the right to receive candid medical advice is far greater
than the harm to doctors from being unable to deliver such
advice.(8) While denial of the right to speak is
never trivial, the simple fact is that if the injunction
were denied, the doctors would be able to continue
practicing medicine and go on with their lives more or less
as before. It is far different for patients who suffer from
horrible disabilities, such as plaintiff Judith Cushner, a
mother of two and the director of a preschool program, who
has fought breast cancer since 1989, and who only found
relief from the debilitating effects of chemotherapy by
smoking cannabis to counteract nausea, retching and chronic
mouth sores; plaintiff Keith Vines, an Assistant District
Attorney, decorated Air Force officer and father, whose bout
with AIDS had caused him to lose more than 40 pounds of lean
body mass, which he was only able to recover by using
cannabis to stimulate his appetite; and many others like
them. Enforcement of the federal policy will cut such
patients off from competent medical advice and leave them to
decide on their own whether to use marijuana to alleviate
excruciating pain, nausea, anorexia or similar symptoms. But
word-of-mouth and the Internet are poor substitutes for a
medical doctor; information obtained from chat rooms and
tabloids cannot make up for the loss of individualized
advice from a physician with many years of training and
experience.
A few patients may be deterred
by the lack of a doctor's recommendation from using
marijuana for medical purposes, but I suspect it would be
very few indeed, because the penal ties under state law for
possession of small amounts of the drug are trivial. See
Cal. Health & Safety Code § 11357(b) (making
small-quantity possession a misdemeanor carrying a maximum
$100 fine). A far more likely consequence is that, in the
absence of sound medical advice, many patients desperate for
relief from debilitating pain or nausea would selfmedicate,
and wind up administering the wrong dose or frequency, or
use the drug where a physician would advise against it.
Whatever else the parties may disagree about, they agree
that marijuana is a powerful and complex drug, the kind of
drug patients should not use without careful
professional supervision.(9) The unintended
consequence of the federal government's policy - a policy no
doubt adopted for laudable reasons - will be to dry up the
only reliable source of advice and supervision critically
ill patients have, and drive them to use this powerful and
dangerous drug on their own.
Which points to the second
important interest impaired by the federal government's
policy: California's interest in legalizing the use of
marijuana in certain limited circumstances, so that
critically ill patients may use it if and only if it is
medically advisable for them to do so. The state relies on
the recommendation of a state-licensed physician to define
the line between legal and illegal marijuana use. The
federal government's policy deliberately undermines the
state by incapacitating the mechanism the state has chosen
for separating what is legal from what is illegal under
state law. Normally, of course, this would not be a problem,
because where state and federal law collide, federal law
prevails. See Gade v. Nat'l Solid Wastes Mgmt. Ass'n,
505 U.S. 88, 108 (1992); cf. United States v. Oakland
Cannabis Buyers' Coop., 532 U.S. 483 (2001). In the
circumstances of this case, however, I believe the federal
government's policy runs afoul of the
"commandeering" doctrine announced by the Supreme
Court in New York v. United States, 505 U.S. 144
(1992), and Printz v. United States, 521 U.S. 898
(1997).
New York and Printz
stand for the proposition that "[t]he Federal
Government may neither issue directives requiring the States
to address particular problems, nor command the States'
officers, or those of their political subdivisions, to
administer or enforce a federal regulatory program." Printz,
521 U.S. at 935. Applied to our situation, this means that,
much as the federal government may prefer that California
keep medical marijuana illegal,(10) it cannot
force the state to do so. Yet, the effect of the federal
government's policy is precisely that: By precluding
doctors, on pain of losing their DEA registration, from
making a recommendation that would legalize the patients'
conduct under state law, the federal policy makes it
impossible for the state to exempt the use of medical
marijuana from the operation of its drug laws. In effect,
the federal government is forcing the state to keep medical
marijuana illegal. But preventing the state from repealing
an existing law is no different from forcing it to pass a
new one; in either case, the state is being forced to
regulate conduct that it prefers to leave unregulated.
It is true that by removing
state penalties for the use of marijuana, a doctor's
recommendation may embolden patients to buy the drug, and
others to sell it to them, in violation of federal law. But
the doctors only help patients obtain the drug by
removing state penalties for possession and sale; they do
not purport to exempt patients or anyone else from federal
law, nor could they. If the federal government could make it
illegal under federal law to remove a state-law penalty, it
could then accomplish exactly what the commandeering
doctrine prohibits: The federal government could force the
state to criminalize behavior it has chosen to make legal.(11)That
patients may be more likely to violate federal law if the
additional deterrent of state liability is removed may worry
the federal government, but the proper response - according
to New York and Printz - is to ratchet up the
federal regulatory regime, not to commandeer that of the
state.
Nor does the state have another
mechanism available to distinguish lawful from unlawful
conduct. The state law in question does not legalize use of
marijuana by anyone who believes he has a medical need for
it. Rather, state law is closely calibrated to exempt from
regulation only patients who have consulted a physician. And
the physician may only recommend marijuana when he has made
an individualized and bona fide determination that the
patient is within the small group that may benefit from its
use. If medical doctors are unable or unwilling to make this
determination because they fear losing their DEA
registration, there is no one who can take their place.
Nurses and paramedics aren't qualified to do it, which is
why they don't have authority to write prescriptions in the
first place. Lawyers, judges and police can't do it, except
by asking the advice of physicians. State administrators
can't do it. If doctors are taken out of the picture - as
the federal policy clearly aims to do - the state's effort
to withdraw its criminal sanctions from marijuana use by the
small group of patients who could benefit from such use is
bound to be frustrated. The federal government's attempt to
target doctors - eliminating the only viable mechanism for
distinguishing between legal and illegal drug use - is a
backdoor attempt to "control or influence the manner in
which States regulate private parties." Reno v.
Condon, 528 U.S. 141, 150 (2000) (internal quotation
marks omitted).
This is not a situation like United
States v. Moore, 423 U.S. 122 (1975), where a doctor
used his prescriptions license to circumvent the federal
drug laws. Moore conducted inadequate or no medical
examinations, ignored the results of the few tests he did
perform, prescribed however many tablets the
"patient" asked for and graduated his fee
according to the number he prescribed. See Id. at
142-43. The Court concluded that Moore had abandoned his
professional role and effectively become a drug dealer.
Here, by contrast, doctors are performing their normal
function as doctors and, in so doing, are determining who is
exempt from punishment under state law. If a doctor abuses
this privilege by recommending marijuana without examining
the patient, without conducting tests, without considering
the patient's medical history or without otherwise following
standard medical procedures, he will run afoul of state as
well as federal law. But doctors who recommend medical
marijuana to patients after complying with accepted medical
procedures are not acting as drug dealers; they are acting
in their professional role in conformity with the standards
of the state where they are licensed to practice medicine.
The doctor-patient relationship is an area that falls
squarely within the states' traditional police powers. The
federal government may not force the states to regulate that
relationship to advance federal policy.
The commandeering problem
becomes even more acute where Congress legislates at the
periphery of its powers. The Constitution authorizes
Congress to regulate activities that affect interstate
commerce. But that authority is not boundless. As the
Supreme Court recently reminded us, Congress must exercise
its power so as to preserve "the Constitution's
distinction between national and local authority." United
States v. Morrison, 529 U.S. 598, 615 (2000). That
distinction, in turn, was designed "so that the
people's rights would be secured by the division of
power." Id. at 616 n.7; see also U.S. Term
Limits, Inc. v. Thornton, 514 U.S. 779, 838 (1995)
(Kennedy, J., concurring) ("The Framers split the atom
of sovereignty. It was the genius of their idea that our
citizens would have two political capacities, one state and
one federal, each protected from incursion by the
other."). The Supreme Court's recent Commerce Clause
jurisprudence is cut from the same cloth as the
commandeering principle; both protect the duality of our
unique system of government. The Commerce Clause limits the
scope of national power, while the commandeering doctrine
limits how Congress may use the power it has. These checks
work in tandem to ensure that the federal government
legislates in areas of truly national concern, while the
states retain independent power to regulate areas better
suited to local governance.
Medical marijuana, when grown
locally for personal consumption, does not have any direct
or obvious effect on interstate commerce. Cf. Oakland
Cannabis Buyers' Coop., 532 U.S. at 495 n.7 (reserving
"whether the Controlled Substances Act exceeds
Congress' power under the Commerce Clause"). Federal
efforts to regulate it considerably blur the distinction
between what is national and what is local. But allowing the
federal government, already nearing the outer limits of its
power, to act through unwilling state officials would
"obliterate the distinction" entirely. United
States v. Lopez, 514 U.S. 549, 557 (1995) (internal
quotation marks omitted).(12)
It may well be, as our opinion
holds, that interference with the rights of doctors to speak
is sufficient to support the district court's injunction.
Nevertheless, it remains a significant step for a court to
enjoin the prosecution and even investigation of what
federal officials believe may be a violation of federal law.
See, e.g., Bresgal v. Brock, 843 F.2d 1163, 1171 (9th
Cir. 1987); Jett v. Castaneda, 578 F.2d 842, 845 (9th
Cir. 1978). In affirming the district court, I therefore
find comfort in knowing that the interests of the patients,
and those of the state, provide significant additional
support for the district court's exercise of discretion.
Appendix
From 1978 to 1992, the federal
government conducted its own medical marijuana program.
Today, the government continues to supply individuals who
participated in this program with marijuana under its
Compassionate Care program; they are among the few people in
the country who can use the drug legally. Together with the
American Public Health Association and other health care and
medical organizations, individuals in this group filed an
amicus brief supporting the plaintiffs. The following are
their personal statements, taken from that brief.
Barbara M. Douglass
was diagnosed with Multiple Sclerosis in 1988 at the age of
22. In 1991, Ms. Douglass began receiving herbal cannabis
from the United States government upon the advice and
assistance of her physician. Prior to this date, Ms.
Douglass had never tried cannabis. Each month, the
government provides her physician with one can containing
three hundred cannabis cigarettes, each weighing 7/10 oz.
Ms. Douglass and her physician report that herbal cannabis
provides relief from pain and spasms and stimulates her
appetite to counteract the effects of wasting syndrome from
which she suffered prior to using cannabis. Ms. Douglass has
never experienced any adverse side effects from marijuana.
Without cannabis, Ms. Douglass believes she would not be
alive today.
George Lee McMahon
was born July 22, 1950, with Nail Patella Syndrome, a rare
genetic disorder that causes severe pain, nausea and muscle
spasms. Mr. McMahon tried conventional medications to treat
his symptoms, but found the side effects of these
medications to be intolerable. In the early 1980s, Mr.
McMahon discovered that herbal cannabis alleviated his pain,
nausea and spasms, stimulated his appetite and allowed him
to sleep through the night. In 1988, Mr. McMahon informed
his physician that he was successfully self-medicating with
cannabis. His physician ordered him to cease his cannabis
use and return to prescription medications. Over the
following six months, Mr. McMahon's health progressively
degenerated. Mr. McMahon's physician then helped Mr. McMahon
apply to the federal government's Compassionate Care IND
Program. In March 1990, Mr. McMahon was accepted into the
program and for the past decade has received 300 cannabis
cigarettes each month from the United States government. Mr.
McMahon and his physician believe that without cannabis Mr.
McMahon would not be alive today.
Elvy Musikka
was diagnosed with glaucoma in 1975 at the age of 36. She
tried conventional medications to treat her condition, but
could not tolerate them. Reluctantly, in 1976, she decided
to try herbal cannabis at the advice of her physician. The
cannabis provided her immediate relief, substantially
lowering her intraocular pressure as no other medication
had, with few side effects. Ms. Musikka ingests cannabis by
smoking it, as well as eating it in baked goods and olive
oil. Fearful of the legal consequences of smoking cannabis,
Ms. Musikka underwent several risky surgeries in an attempt
to correct her condition, but they were unsuccessful and
left her blind in one eye. In 1988, Ms. Musikka was arrested
in Florida and charged with cannabis possession. She
challenged her conviction in the Florida Supreme Court,
where she prevailed, becoming the first person in that state
to establish a medical necessity defense for cannabis.
Shortly thereafter, the federal government enrolled Ms.
Musikka in its medical cannabis program and has provided her
with one and one-half pounds of herbal cannabis on a
quarterly basis ever since. Ms. Musikka and her physician
believe that if she were deprived of cannabis she would go
blind.
Irvin Henry Rosenfeld
was diagnosed at age 10 with multiple congenital
cartilaginous exostosis, a disease causing the continuous
growth of bone tumors, and the generation of new tumors, on
ends of most of the long bones in his body. He was told he
would not survive into adulthood. In an attempt to treat the
painful symptoms of this disease, he was prescribed high
doses of opioid analgesics, muscle relaxants and
anti-inflammatory medications, which he took on a daily
basis, but which had minimal efficacy and produced
debilitating side effects. In 1971, Mr. Rosenfeld began
using smoked herbal cannabis with the approval and under the
supervision of a team of physicians. Mr. Rosenfeld found the
cannabis highly efficacious in alleviating pain, reducing
swelling, relaxing muscles and veins that surround the bone
tumors, and preventing hemorrhaging. In 1982, the United
States government, operating under the Compassionate Care
IND Program, at the request of his physicians, began
supplying Mr. Rosenfeld with herbal cannabis to treat his
condition. For the past 19 years, the government has
consistently provided him with a 75-day supply of herbal
cannabis, totaling 33 ounces per shipment. Mr. Rosenfeld
smokes 12 marijuana cigarettes a day to control the symptoms
of his disease. In the 30 years that Mr. Rosenfeld has used
herbal cannabis as a medicine, he has experienced no adverse
side effects (including no "high"), has been able
to discontinue his prescription medications, and has worked
successfully for the past 13 years as a stockbroker handling
multi-million dollar accounts. Mr. Rosenfeld and his
physicians believe that but for herbal cannabis, Mr.
Rosenfeld might not be alive, or, at the very least, would
be bed-ridden.
References:
- a) The policy was entitled
"The Administration's Response to the Passage of
California Proposition 215 and Arizona Proposition 200"
and was released on December 30, 1996, by Barry R.
McCaffrey, the Director of the Office of National Drug
Control Policy ("ONDCP") at the time. The
Administration's Response was promulgated by an interagency
working group that included the ONDCP; the Drug Enforcement
Administration ("DEA"); the Department of Justice
("DOJ"); the Department of Health and Human
Services ("HHS"); the Nuclear Regulatory
Commission; and the Departments of Treasury, Defense,
Transportation, and Education.
- b) Dr. Neil M. Flynn, Professor
at the University of California at Davis School of Medicine,
offers one perspective:
AIDS medicine is my profession
and my passion. I have dedicated myself to this disease
since 1983 when I opened the Clinic at U.C. Davis. Thus, I
am deeply concerned about civil and criminal sanctions that
loom over me . . . . If I lost my Schedule II license, my
ability to provide care for people with AIDS - 80% of my
patients - would be severely compromised. I write 30-50
narcotic prescriptions per month for my seriously ill
patients. I would no longer be able to do so if my DEA
license were revoked. revoked.
- As Alice Pasetta Mead explained
in her expert report:
[P]hysicians are particularly easily deterred by the threat
of governmental investigation and/or sanction from engaging
in conduct that is entirely lawful and medically appropriate
. . . . [A] physician's practice is particularly dependent
upon the physician's maintaining a reputation of
unimpeachable integrity. A physician's career can be
effectively destroyed merely by the fact that a governmental
body has investigated his or her practice . . . . The
federal government's policy had precisely this effect before
it was enjoined by the district court. Dr. Milton N. Estes,
Associate Clinical Professor in the Department of
Obstetrics, Gynecology and Reproductive Medicine at the
University of California-San Francisco (UCSF), reports: As a
result of the government's public threats, I do not feel
comfortable even discussing the subject of medical marijuana
with my patients. I feel vulnerable to federal sanctions
that could strip me of my license to prescribe the
treatments my patients depend upon, or even land me behind
bars . . . . Because of these fears, the discourse about
medical marijuana has all but ceased at my medical office .
. . . My patients bear the brunt of this loss in
communication.
And Dr. Stephen O'Brien, former
co-director of UCSF HIV Managed Care, similarly notes:
Due to fear caused by these
threats, I feel compelled and coerced to withhold
information, recommendations, and advice to patients
regarding use of medical marijuana . . . . I am fearful
and reluctant to engage in even limited communications
regarding medical marijuana.
- I am indebted to the brief of
amici American Public Health Association et al. for its
lucid and forceful analysis of this issue. Much of the
discussion in the text is plagiarized from that brief. For
ease of readability, I dispense with further attribution.
- The IOM Report concluded:
Short-term use of smoked
marijuana (less than six months) for patients with
debilitating symptoms (such as intractable pain or
vomiting) must meet the following conditions: failure of
all approved medications to provide relief has been
documented, the symptoms can reasonably be expected to be
relieved by rapid onset cannabinoid drugs, such treatment
is administered under medical supervision in a manner that
allows for assessment of treatment effectiveness, and [the
treatment] involves an oversight strategy comparable to an
institutional review board process that could provide
guidance within 24 hours of a submission by a physician to
provide marijuana to a patient for a specified use.
Id. at 179.
The IOM limited its
recommendation to six months primarily because of health
concerns about damage from smoking the drug for a prolonged
period of time. See Id. at 126, 179. This concern may
be less alarming to patients suffering critical or terminal
illnesses. As Dr. Debasish Tripathy, Assistant Clinical
Professor of Medicine at UCSF, explains, "Any
discussion of adverse consequences appears to focus on the
effects of long-term use (e.g., adverse effects on the
lungs), and even those concerns are speculative . . . . In
populations with short life expectancies, the risks become
less imminent and the benefits more paramount." See
also Jerome P. Kassirer, M.D., Editorial, Federal
Foolishness and Marijuana, New Eng. J. Med., Jan. 30, 1997,
at 366, 366 ("Marijuana may have long-term adverse
effects and its use may presage serious addictions, but
neither long-term side effects nor addiction is a relevant
issue in such patients.").
- In 1988, an Administrative Law
Judge of the Drug Enforcement Administration similarly
concluded that certain patients should have access to
medical marijuana. See In re Marijuana Rescheduling
Petition, No. 86-22 (Drug Enforcement Admin. Sept. 6,
1988). ALJ Young found: The evidence in this record clearly
shows that marijuana has been accepted as capable of
relieving the distress of great numbers of very ill people,
and doing so with safety under medical supervision. It would
be unreasonable, arbitrary and capricious for DEA to
continue to stand between those sufferers and the benefits
of this substance in light of the evidence in this record. Id.
at 68. The DEA Administrator did not endorse the ALJ's
findings. See 54 Fed. Reg. 53,767 (Dec. 29, 1989).
- See, e.g., Clive Cookson, High
Hopes for Cannabis To Relieve Pain, Fin. Times, Sept. 4,
2001, National News, at 4 ("Cannabis extract is proving
remarkably effective at relieving severe pain in patients
with multiple sclerosis and spinal injury . . . ." );
David Baker et al., Cannabinoids Control Spasticity and
Tremor in a Multiple Sclerosis Model, 404 Nature 84
(2000) (finding therapeutic potential in the use of cannabis
to control the debilitating symptoms of MS); William J.
Martin, Basic Mechanisms of Cannabinoid-Induced Analgesia,
Int'l Ass'n for the Study of Pain Newsletter, Summer 1999,
available at http://www.halcyon.com/iasp/ TC99Summer.html
(noting that cannabinoids can reduce pain); Richard E.
Doblin & Mark A.R. Kleiman, Marijuana as Antiemetic
Medicine: A Survey of Oncologists' Experiences and
Attitudes, 9 J. Clinical Oncology 1314 (1991) (reporting
that a majority of oncologists surveyed thought marijuana
should be available by prescription); H.M. Meinck et al., Effect
of Cannabinoids on Spasticity and Ataxia in Multiple
Sclerosis, 236 J. Neurology 120 (1989) (concluding from
a neurological study that herbal cannabis provided relief
from both muscle spasms and ataxia, a combined benefit not
found in other available medications); Vincent Vinciguerra
et al., Inhalation Marijuana as an Antiemetic for Cancer
Chemotherapy, 88 N.Y. St. J. Med. 525 (1988) (finding
that 78% of patients who were unresponsive to standard
antiemetics responded positively to cannabis).
- See 66 Fed. Reg. 20,038 (Apr. 18,
2001) (citing sources).
- Dr. Stephen Eliot Follansbee,
Chief of Staff at Davies Medical Center, noted the
importance of this information to patients: Patients who
seek my advice regarding the benefits of medical marijuana
are evidence that there is hope. They have a very strong
desire to survive their illness and to function as normally
and productively as possible . . . . These patients ask me
about marijuana not because they want to get high, but
because they are fighting for their lives, which includes an
honest search for the best available means to do so.
Government threats against the physicians who struggle with
these patients will inevitably thwart the patients' efforts.
They may, in fact, remove their doctors from the healing
process when vulnerable individuals are most in need of
their counsel. Denying information and treatment advice to a
seriously ill patient, when that medicine could promote and
facilitate critical medical treatment, may needlessly hasten
the patient's death.
- Patients who use marijuana for
medical purposes must strike a delicate balance; they must
take enough of the drug so that they get needed relief from
pain or other symptoms, but not so much as to induce the
drug's well-known hallucinogenic side-effects, which
interfere with daily life activities. Valerie A. Corral, who
suffered from severe seizures before using medical
marijuana, explains that she only needs "a few puffs of
marijuana" to find relief that over fifteen pills a day
could not provide. Judith Cushner recalls that smoking small
amounts of marijuana as part of her cancer treatment was
neither "a regular part of [her] day, nor did it become
a habit." She states: "I smoked it only when
nausea or retching commenced or worsened, usually in
conjunction with a treatment session. There were weeks when
I smoked it every few days. There were also periods when I
didn't smoke for weeks at a time. Each time I felt a wave of
nausea coming on, I inhaled just two or three puffs and it
subsided." Similarly, Assistant District Attorney Keith
Vines, countering AIDS-induced wasting syndrome, found that
"it took only two or three puffs from a marijuana
cigarette for my appetite to return . . . . Because I only
required a small dose to stimulate my appetite, I did not
need to get stoned in order to eat." Patients lacking
the benefit of medical guidance may well take more than
appropriate to alleviate their symptoms, unnecessarily
suffering the drug's powerful side-effects.
- Following the passage of
California's medical marijuana initiative, federal officials
expressed concern that the measure would seriously affect
the federal government's drug enforcement effort. They
explained that federal drug policies rely heavily on the
states' enforcement of their own drug laws to achieve
federal objectives. In hearings before the Senate Judiciary
Committee, DEA Administrator Thomas A. Constantine stated: I
have always felt . . . that the federalization of crime is
very difficult to carry out; that crime, just in essence, is
for the most part a local problem and addressed very well
locally, in my experience. We now have a situation where
local law enforcement is unsure . . . . The numbers of
investigations that you would talk about that might be
presently being conducted by the [Arizona state police] at
the gram level or the milligram level would be beyond our
capacity to conduct those types of individual investigations
without abandoning the major organized crime investigations.
Prescription for Addiction? The Arizona and California
Medical Drug Use Initiatives: Hearing Before the S. Comm. on
the Judiciary, 104th Cong. 42-43, 45 (1996) [hereinafter
Judiciary Hearing] (statement of Thomas A. Constantine); see
also Tim Golden, Doctors Are Focus of Plan To Fight New Drug
Laws: Officials Deal with Narcotics' Medical Use, N.Y.
Times, Dec. 23, 1996, at A10 ("Federal agents and
prosecutors in fact pursue only a small fraction of the
country's drug cases. In most districts, officials said,
United States Attorneys bring Federal charges only if a
marijuana case involves the cultivation of at least 500
plants grown indoors, 1,000 plants grown outdoors, or the
possession of more than 1,000 pounds.").
- Federal defendants concede that
this is their goal, arguing that the doctors' actions are
illegal because "[w]ithout [the doctors'] clinical
recommendation or approval, patients and their primary
caregivers are unable to invoke [Proposition 215's]
protections from criminal prosecution or sanction under
state law." Appellants' Reply Br. at 6 (internal
quotation marks omitted) (emphasis added). General Barry
McCaffrey, Director of the Office of National Drug Control
Policy, made the same point: "Federal law is not at
stake; the actions of local law enforcement are."
Judiciary Hearing, supra, at 40.
- The reluctance of state officials
to enforce federal drug policies against medical marijuana
patients is not merely theoretical. See William Booth, Santa
Cruz Defies U.S. on Marijuana: City Officials Vow To Defend
Medical Uses, Wash. Post, Sept. 18, 2002, at A3. It is
precisely such conflicts between state and federal officials
that the commandeering doctrine is designed in part to
prevent.
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